#Securities-Fraud
Events indexed under #Securities-Fraud — 19 entries in the record.
Activity over time
Events per year
| Date | Event | Lanes | Status |
|---|---|---|---|
| 2025-12-03 | Goldman v. Blue Owl Capital Inc. Securities Fraud Class Action Filed in S.D.N.Y. Alleging Concealment of BDC Redemption Crisis
7 src Blue Owl Capital · Doug Ostrover · Marc Lipschultz · Alan Kirshenbaum · +5 | confirmed | |
| 2025-09-12 | SEC Drops Fraud Case Against Pardoned Nikola Founder Trevor Milton
2 src Trevor Milton · Securities and Exchange Commission · Donald Trump · Nikola Corporation | confirmed | |
| 2024-07-17 | SEC Files Securities Fraud Lawsuit Against Former DWAC CEO Patrick Orlando
4 src Securities and Exchange Commission · Patrick Orlando · Digital World Acquisition Corp · Trump Media & Technology Group | confirmed | |
| 2024-06-27 | SCOTUS limits SEC use of in-house tribunals for civil penalties (SEC v. Jarkesy)
3 src Supreme Court of the United States · Securities and Exchange Commission · Chief Justice John Roberts · Justice Neil Gorsuch (concurring) · +5 | confirmed | |
| 2023-07-18 | SEC Charges DWAC with Securities Fraud, Imposes $18 Million Penalty
3 src Securities and Exchange Commission · Digital World Acquisition Corp · Trump Media & Technology Group | confirmed | |
| 2023-06-29 | FBI Arrests Three in "Trust Social" Investigation for DWAC Insider Trading
3 src Michael Shvartsman · Gerald Shvartsman · Bruce Garelick · Federal Bureau of Investigation · +4 | confirmed | |
| 2021-07-29 | Nikola Founder Trevor Milton Indicted for Securities Fraud, Exposing How SPAC Loophole Enabled Investor Deception
3 src Trevor Milton · Nikola Corporation · Securities and Exchange Commission · U.S. Department of Justice · +3 | confirmed | |
| 2020-01-17 | Rep. Chris Collins Sentenced to 26 Months for Insider Trading From White House Lawn
3 src Chris Collins · Cameron Collins · Donald Trump · Vernon S. Broderick | confirmed | |
| 2012-05-18 | Facebook IPO Market Manipulation by Morgan Stanley
3 src Morgan Stanley · Facebook · William Galvin · James Gorman | confirmed | |
| 2010-04-16 | SEC Charges Goldman Sachs with Fraud Over ABACUS 2007-AC1 Synthetic CDO Deal Where Hedge Fund Manager John Paulson Selected Mortgage Securities to Bet Against While Goldman Sold Package to Investors, Resulting in $550 Million Settlement but No Criminal Charges
2 src Goldman Sachs · Fabrice Tourre · John Paulson · Securities and Exchange Commission · +3 | confirmed | |
| 2006-12-31 | New Century Financial Conceals Massive Early Payment Defaults Through Accounting Fraud in 2006
2 src New Century Financial Corporation · Brad Morrice · David Einhorn · Securities and Exchange Commission · +1 | confirmed | |
| 2006-10-23 | Jeffrey Skilling Sentenced to 24 Years for Enron Fraud
3 src Jeffrey Skilling · Department of Justice · Sim Lake | confirmed | |
| 2006-05-25 | Ken Lay and Jeffrey Skilling Convicted of Enron Fraud and Conspiracy
3 src Kenneth Lay · Jeffrey Skilling · Department of Justice | confirmed | |
| 2005-07-13 | WorldCom CEO Bernard Ebbers Sentenced to 25 Years in Prison
3 src Bernard Ebbers · Department of Justice | confirmed | |
| 2004-07-07 | Enron Founder Ken Lay Indicted on 11 Counts of Fraud and Conspiracy
3 src Kenneth Lay · Jeffrey Skilling · Department of Justice | confirmed | |
| 2002-09-12 | Tyco CEO Dennis Kozlowski Indicted for $600 Million Fraud
3 src Dennis Kozlowski · Mark Swartz · Mark Belnick | confirmed | |
| 2002-06-25 | WorldCom Announces $3.8 Billion Accounting Fraud Discovery
3 src Bernard Ebbers · Cynthia Cooper · Scott Sullivan · WorldCom | confirmed | |
| 2000-03-10 | Dot-Com Bubble Peaks, Exposes IPO Fraud and Analyst Conflicts
4 src Investment banks · Securities Analysts · Securities and Exchange Commission · Nasdaq · +2 | confirmed | |
| 1925-01-01 | Florida Land Boom Epitomizes Unregulated Speculation and Securities Fraud
3 src Carl Fisher · George Merrick · Addison Mizner · Florida Legislature | confirmed |