Tag index

#Sec-Enforcement

Events indexed under #Sec-Enforcement — 3 entries in the record.

3 events From Nov 22, 2021 To Dec 19, 2024 Open in filter view →
DateEventLanesStatus
2024-12-19SEC Charges Cantor Fitzgerald $6.75 Million for Misleading SPAC Disclosures
Securities and Exchange Commission · Cantor Fitzgerald · Howard Lutnick · View, Inc. · +1
 confirmed
2021-12-21SEC Charges Nikola Corporation $125 Million for SPAC-Related Fraud and False Claims
Securities and Exchange Commission · Nikola Corporation · Trevor Milton · VectoIQ Acquisition Corp (SPAC)
 confirmed
2021-11-22SEC Fines McKinsey Subsidiary MIO Partners $18 Million for Puerto Rico Conflict of Interest and Material Nonpublic Information Violations
Securities and Exchange Commission · MIO Partners · McKinsey & Company · Financial Oversight and Management Board for Puerto Rico
confirmed